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CEO of La Jolla financial services firm pleads guilty to securities fraud

The chief executive of a La Jolla-based financial services firm pleaded guilty Oct. 7 to defrauding shareholders, falsifying tax returns and operating an unlicensed money services business.

CEO of La Jolla financial services firm pleads guilty to securities fraud

The chief executive of a La Jolla-based financial services firm pleaded guilty Oct. 7 to defrauding shareholders, falsifying tax returns and operating an unlicensed money services business.